Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Direct... (32017R0571)
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance. )
- COMMISSION DELEGATED REGULATION (EU) 2017/571
- of 2 June 2016
- supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
- (Text with EEA relevance)
- CHAPTER I
- AUTHORISATION
- (Article 61(2) of Directive 2014/65/EU)
- Article 1
- Information to competent authorities
- Article 2
- Information on the organisation
- Article 3
- Corporate governance
- Article 4
- Information on the members of the management body
- CHAPTER II
- ORGANISATIONAL REQUIREMENTS
- (Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU)
- Article 5
- Conflicts of interest
- Article 6
- Organisational requirements regarding outsourcing
- Article 7
- Business continuity and back-up facilities
- Article 8
- Testing and capacity
- Article 9
- Security
- Article 10
- Management of incomplete or potentially erroneous information by APAs and CTPs
- Article 11
- Management of incomplete or potentially erroneous information by ARMs
- Article 12
- Connectivity of ARMs
- Article 13
- Other services provided by CTPs
- CHAPTER III
- PUBLICATION ARRANGEMENTS
- (Article 64(1) and (2) and Article 65(1) of Directive 2014/65/EU)
- Article 14
- Machine readability
- Article 15
- Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 16
- Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 17
- Publication of original reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 18
- Details to be published by the APA
- Article 19
- Non-discrimination
- Article 20
- Details to be published by the CTP
- Article 21
- Entry into force and application
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