15 USC 78o
§ 78o - Registration and regulation of brokers and dealers
- § 78o - Registration and regulation of brokers and dealers
- CHAPTER 2B— SECURITIES EXCHANGES
- Notes
- Editorial Notes
- References in Text
- Amendments
- Statutory Notes and Related Subsidiaries
- Effective Date of 2022 Amendment
- Effective Date of 2010 Amendment
- Effective Date of 1999 Amendment
- Effective Date of 1995 Amendment
- Effective Date of 1990 Amendment
- Effective Date of 1988 Amendment
- Effective Date of 1986 Amendment
- Effective Date of 1984 Amendment
- Effective Date of 1983 Amendment
- Effective Date of 1975 Amendment
- Effective Date of 1964 Amendment
- Construction of 1995 Amendment
- Construction of 1993 Amendment
- Study and Rulemaking Regarding Obligations of Brokers, Dealers, and Investment Advisers
- Study and Report on Broker-Dealer Uniformity
- Penny Stock Reform; Congressional Statement of Findings
- Revision of Sanction Authority With Respect to Penny Stocks; Recommendations to Congress
- Executive Documents
- Transfer of Functions