19 CFR Part 111
PART 111—CUSTOMS BROKERS
- PART 111—CUSTOMS BROKERS
- Chapter I—U.S. Customs and Border Protection, Department of Homeland Security; Department of the Treasury
- § 111.0 Scope.
- Subpart A—General Provisions
- § 111.1 Definitions.
- § 111.2 License and permit required.
- § 111.3 Customs business.
- § 111.4 Transacting customs business without a license.
- § 111.5 Representation before Government agencies.
- Subpart B—Procedure To Obtain License or Permit
- § 111.11 Basic requirements for a license.
- § 111.12 Application for license.
- § 111.13 Examination for individual license.
- § 111.14 Background investigation of the license applicant.
- § 111.15 Issuance of license.
- § 111.16 Denial of a license.
- § 111.17 Review of the denial of a license.
- § 111.18 Reapplication for license.
- § 111.19 National permit.
- Subpart C—Duties and Responsibilities of Customs Brokers
- § 111.21 Record of transactions.
- § 111.22 [Reserved]
- § 111.23 Retention of records.
- § 111.24 Records confidential.
- § 111.25 Records must be available.
- § 111.26 Interference with examination of records.
- § 111.27 Audit or inspection of records.
- § 111.28 Responsible supervision and control.
- § 111.29 Diligence in correspondence and paying monies.
- § 111.30 Notification of change in address, organization, name, or location of business records; status report; termination of brokerage business.
- § 111.31 Conflict of interest.
- § 111.32 False information.
- § 111.33 Government records.
- § 111.34 Undue influence upon Department of Homeland Security employees.
- § 111.35 Acceptance of fees from attorneys.
- § 111.36 Relations with unlicensed persons.
- § 111.37 Misuse of license or permit.
- § 111.38 False representation to procure employment.
- § 111.39 Advice to client.
- § 111.40 Protests.
- § 111.41 Endorsement of checks.
- § 111.42 Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.
- §§ 111.43-111.44 [Reserved]
- § 111.45 Revocation by operation of law.
- Subpart D—Cancellation, Suspension, or Revocation of License or Permit, and Monetary Penalty in Lieu of Suspension or Revocation
- § 111.50 General.
- § 111.51 Cancellation of license or permit.
- § 111.52 Voluntary suspension of license or permit.
- § 111.53 Grounds for suspension or revocation of license or permit.
- § 111.54 [Reserved]
- § 111.55 Investigation of complaints.
- § 111.56 Review of report on the investigation of complaints.
- § 111.57 Determination by appropriate Executive Director, Office of Trade.
- § 111.58 Content of statement of charges.
- § 111.59 Preliminary proceedings.
- § 111.60 Request for additional information.
- § 111.61 Decision on preliminary proceedings.
- § 111.62 Contents of notice of charges.
- § 111.63 Service of notice and statement of charges.
- § 111.64 Service of notice of hearing and other papers.
- § 111.65 Extension of time for hearing.
- § 111.66 Failure to appear.
- § 111.67 Hearing.
- § 111.68 Proposed findings and conclusions.
- § 111.69 Recommended decision by hearing officer.
- § 111.70 Additional submissions.
- § 111.71 Immaterial mistakes.
- § 111.72 Dismissal subject to new proceedings.
- § 111.73 [Reserved]
- § 111.74 Decision and notice of suspension or revocation or monetary penalty.
- § 111.75 Appeal from the Executive Assistant Commissioner's decision.
- § 111.76 Reopening the case.
- § 111.77 Notice of vacated or modified order.
- § 111.78 Reprimands.
- § 111.79 Employment of broker who has lost license.
- § 111.80 [Reserved]
- § 111.81 Settlement and compromise.
- Subpart E—Monetary Penalty and Payment of Fees
- § 111.91 Grounds for imposition of a monetary penalty; maximum penalty.
- § 111.92 Notice of monetary penalty.
- § 111.93 Petition for relief from monetary penalty.
- § 111.94 Decision on monetary penalty.
- § 111.95 Supplemental petition for relief from monetary penalty.
- § 111.96 Fees.
- § 111.97--111.100 [Reserved]
- Subpart F—Continuing Education Requirements for Individual Brokers
- § 111.101 Scope.
- § 111.102 Obligations of individual brokers in conjunction with continuing broker education requirement.
- § 111.103 Accreditation of qualifying continuing broker education.
- § 111.104 Failure to report and certify compliance with continuing broker education requirement.
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