17 CFR Part 420
PART 420—LARGE POSITION REPORTING
- PART 420—LARGE POSITION REPORTING
- Chapter IV—Department of the Treasury › Subchapter A—Regulations Under Section 15C of the Securities Exchange Act of 1934
- § 420.1 Applicability.
- § 420.2 Definitions.
- § 420.3 Reporting.
- § 420.4 Recordkeeping.
- § 420.5 Applicability date.
- Appendix A to Part 420—Separate Reporting Entity
- Appendix B to Part 420—Sample Large Position Report
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