17 CFR Part 403
PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES
- PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES
- Chapter IV—Department of the Treasury › Subchapter A—Regulations Under Section 15C of the Securities Exchange Act of 1934
- § 403.1 Application of part to registered brokers and dealers.
- § 403.2 Hypothecation of customer securities.
- § 403.3 Use of customers' free credit balances.
- § 403.4 Customer protection—reserves and custody of securities.
- § 403.5 Custody of securities held by financial institutions that are government securities brokers or dealers.
- § 403.6 Compliance with part by futures commission merchants.
- § 403.7 Effective dates.
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