17 CFR Part 300
PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
- PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
- Chapter II—Securities and Exchange Commission
- Accounts of “Separate” Customers of SIPC Members
- § 300.100 General.
- § 300.101 Individual accounts.
- § 300.102 Accounts held by executors, administrators, guardians, etc.
- § 300.103 Accounts held by a corporation, partnership or unincorporated association.
- § 300.104 Trust accounts.
- § 300.105 Joint accounts.
- Accounts Introduced by Other Brokers or Dealers
- § 300.200 General.
- § 300.201 Accounts introduced by same or different broker or dealer.
- Closeout or Completion of Open Contractual Commitments
- § 300.300 Definitions.
- § 300.301 Contracts to be closed out or completed.
- § 300.302 Mechanics of closeout or completion.
- § 300.303 Report to trustee.
- § 300.304 Retained rights of brokers or dealers.
- § 300.305 Excluded contracts.
- § 300.306 Completion or closeout pursuant to SIPC direction.
- § 300.307 Completion with cash or securities of customer.
- § 300.400 Satisfaction of customer claims for standardized options.
- Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities”
- § 300.500 General.
- § 300.501 Claim for cash.
- § 300.502 Claim for securities.
- § 300.503 Voidable securities transactions.
- Rules Relating to Supplemental Report on SIPC Membership
- § 300.600 Rules relating to supplemental report on SIPC membership.
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