17 CFR Part 14
PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
- PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
- Chapter I—Commodity Futures Trading Commission
- § 14.1 Scope.
- § 14.2 Definitions of appearance and practice.
- § 14.3 Hearings.
- § 14.4 Violation of Commodity Exchange Act.
- § 14.5 Criminal conviction.
- § 14.6 Disbarment or suspension by licensing authority.
- § 14.7 Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- § 14.8 Lack of requisite qualifications, character and integrity.
- § 14.9 Duty to file information concerning adverse judicial or administrative action.
- § 14.10 Reinstatement.
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