17 CFR Part 12
PART 12—RULES RELATING TO REPARATIONS
- PART 12—RULES RELATING TO REPARATIONS
- Chapter I—Commodity Futures Trading Commission
- Subpart A—General Information and Preliminary Consideration of Pleadings
- § 12.1 Scope and applicability of rules of practice relating to reparations.
- § 12.2 Definitions.
- § 12.3 Business address; hours.
- § 12.4 Suspension, amendment, revocation and waiver of rules.
- § 12.5 Computation of time.
- § 12.6 Extensions of time; adjournments; postponements.
- § 12.7 Ex parte communications in reparation proceedings.
- § 12.8 Separation of functions.
- § 12.9 Practice before the Commission.
- § 12.10 Service.
- § 12.11 Formalities of filing of documents with the Proceedings Clerk.
- § 12.12 Signature.
- § 12.13 Complaint; election of procedure.
- § 12.14 Withdrawal of complaint.
- § 12.15 Notification of complaint.
- § 12.16 Response to complaint.
- § 12.17 Satisfaction of complaint.
- § 12.18 Answer; election of procedure.
- § 12.19 Counterclaim.
- § 12.20 Response to counterclaim; reply; election of procedure.
- § 12.21 Voluntary dismissal.
- § 12.22 Default proceedings.
- § 12.23 Setting aside of default.
- § 12.24 Parallel proceedings.
- § 12.25 Filing fees.
- § 12.26 Commencement of a reparation proceeding.
- § 12.27 Termination of consideration of pleadings.
- Subpart B—Discovery
- § 12.30 Methods of discovery.
- § 12.31 Production of documents and tangible items.
- § 12.32 Depositions on written interrogatories.
- § 12.33 Admissions.
- § 12.34 Discovery by a decisionmaking official.
- § 12.35 Consequences of a party's failure to comply with a discovery order.
- § 12.36 Subpoenas to compel discovery.
- Subpart C—Rules Applicable to Voluntary Decisional Proceedings
- § 12.100 Scope and applicability of rules.
- § 12.101 Functions and responsibilities of the Administrative Judge.
- § 12.102 Disqualification of Administrative Judge.
- § 12.103 Filing of documents; subscription; service.
- § 12.104 Amendments to pleadings; motions.
- § 12.105 Submission of proof only in documentary or tangible form.
- § 12.106 Final decision and order.
- Subpart D—Rules Applicable to Summary Decisional Proceedings
- § 12.200 Scope and applicability of this subpart.
- § 12.201 Functions and responsibilities of the Administrative Judge.
- § 12.202 Disqualification of Administrative Judge.
- § 12.203 Filing of documents; subscription; service.
- § 12.204 Amended and supplemental pleadings.
- § 12.205 Motions.
- § 12.206 Pre-decision conferences.
- § 12.207 Summary disposition.
- § 12.208 Submissions of proof.
- § 12.209 Oral testimony.
- § 12.210 Initial decision.
- Subpart E—Rules Applicable to Formal Decisional Proceedings
- § 12.300 Scope and applicability of rules.
- §§ 12.301-12.302 [Reserved]
- § 12.303 Pre-decision conferences.
- § 12.304 Functions and responsibilities of the Administrative Law Judge.
- § 12.305 Disqualification of Administrative Law Judge.
- § 12.306 Filing of documents; subscription; service.
- § 12.307 Amended and supplemental pleadings.
- § 12.308 Motions.
- § 12.309 Interlocutory review by the Commission.
- § 12.310 Summary disposition.
- § 12.311 Disposing of proceeding or issues without oral hearing.
- § 12.312 Oral hearing.
- § 12.313 Subpoenas for attendance at an oral hearing.
- § 12.314 Initial decision.
- § 12.315 Consequences of overstating damages claims not in excess of $30,000.
- Subpart F—Commission Review of Decisions
- § 12.400 Scope and applicability of rules.
- § 12.401 Appeal to the Commission.
- § 12.402 Appeal of disposition of less than all claims or parties in a proceeding.
- § 12.403 Commission review on its own motion.
- § 12.404 The record of proceedings.
- § 12.405 Leave to adduce additional evidence.
- § 12.406 Final decision of the Commission.
- § 12.407 Satisfaction of reparation award; enforcement; sanctions.
- § 12.408 Delegation of authority to the General Counsel.
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