12 CFR Part 19
PART 19—RULES OF PRACTICE AND PROCEDURE
- PART 19—RULES OF PRACTICE AND PROCEDURE
- Chapter I—Comptroller of the Currency, Department of the Treasury
- § 19.0 Applicability date.
- Subpart A—Uniform Rules of Practice and Procedure
- § 19.1 Scope.
- § 19.2 Rules of construction.
- § 19.3 Definitions.
- § 19.4 Authority of the Comptroller.
- § 19.5 Authority of the administrative law judge (ALJ).
- § 19.6 Appearance and practice in adjudicatory proceedings.
- § 19.7 Good faith certification.
- § 19.8 Conflicts of interest.
- § 19.9 Ex parte communications.
- § 19.10 Filing of papers.
- § 19.11 Service of papers.
- § 19.12 Construction of time limits.
- § 19.13 Change of time limits.
- § 19.14 Witness fees and expenses.
- § 19.15 Opportunity for informal settlement.
- § 19.16 OCC's right to conduct examination.
- § 19.17 Collateral attacks on adjudicatory proceeding.
- § 19.18 Commencement of proceeding and contents of notice.
- § 19.19 Answer.
- § 19.20 Amended pleadings.
- § 19.21 Failure to appear.
- § 19.22 Consolidation and severance of actions.
- § 19.23 Motions.
- § 19.24 Scope of document discovery.
- § 19.25 Request for document discovery from parties.
- § 19.26 Document subpoenas to nonparties.
- § 19.27 Deposition of witness unavailable for hearing.
- § 19.28 Interlocutory review.
- § 19.29 Summary disposition.
- § 19.30 Partial summary disposition.
- § 19.31 Scheduling and prehearing conferences.
- § 19.32 Prehearing submissions.
- § 19.33 Public hearings.
- § 19.34 Hearing subpoenas.
- § 19.35 Conduct of hearings.
- § 19.36 Evidence.
- § 19.37 Post-hearing filings.
- § 19.38 Recommended decision and filing of record.
- § 19.39 Exceptions to recommended decision.
- § 19.40 Review by the Comptroller.
- § 19.41 Stays pending judicial review.
- Subpart B—Procedural Rules for OCC Adjudications
- § 19.100 Filing documents.
- § 19.101 Delegation to OFIA.
- § 19.102 Civil money penalties.
- Subpart C—Removals, Suspensions, and Prohibitions of an Institution-Affiliated Party When a Crime Is Charged or a Conviction Is Obtained
- § 19.110 Scope and definitions.
- § 19.111 Suspension, removal, or prohibition of institution-affiliated party.
- § 19.112 Informal hearing.
- § 19.113 Recommended and final decisions.
- Subpart D—Actions Under the Federal Securities Laws
- § 19.120 Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
- § 19.121 Disciplinary proceedings.
- § 19.122 Civil money penalty authority under Federal securities laws.
- § 19.123 Cease-and-desist authority.
- Subparts E through G—Reserved
- Subpart H—Change in Bank Control
- § 19.160 Scope.
- § 19.161 Hearing process.
- Subpart I—Discovery Depositions and Subpoenas
- § 19.170 Discovery depositions.
- § 19.171 Deposition subpoenas.
- Subpart J—Formal Investigations
- § 19.180 Scope.
- § 19.181 Confidentiality of formal investigations.
- § 19.182 Order to conduct a formal investigation.
- § 19.183 Rights of witnesses.
- § 19.184 Service of subpoena and payment of witness expenses.
- § 19.185 Dilatory, obstructionist, or insubordinate conduct.
- Subpart K—Parties and Representational Practice Before the OCC; Standards of Conduct
- § 19.190 Scope.
- § 19.191 Definitions.
- § 19.192 Sanctions relating to conduct in an adjudicatory proceeding.
- § 19.193 Censure, suspension, or debarment.
- § 19.194 Eligibility of attorneys and accountants to practice.
- § 19.195 Incompetence.
- § 19.196 Disreputable conduct.
- § 19.197 Initiation of disciplinary proceeding.
- § 19.198 Conferences.
- § 19.199 Proceedings under this subpart.
- § 19.200 Effect of debarment, suspension, or censure.
- § 19.201 Petition for reinstatement.
- Subpart L—Equal Access to Justice Act
- § 19.205 Authority and scope; waiver.
- § 19.206 Definitions.
- § 19.207 Application requirements.
- § 19.208 Net worth exhibit.
- § 19.209 Documentation of fees and expenses.
- § 19.210 Filing and service of documents.
- § 19.211 Answer to application.
- § 19.212 Reply.
- § 19.213 Settlement.
- § 19.214 Further proceedings.
- § 19.215 Decision.
- § 19.216 Agency review.
- § 19.217 Judicial review.
- § 19.218 Stay of decision concerning award.
- § 19.219 Payment of award.
- Subpart M—Procedures for Reclassifying an Insured Depository Institution Based on Criteria Other Than Capital Under Prompt Corrective Action
- § 19.220 Scope.
- § 19.221 Reclassification of an insured depository institution based on unsafe or unsound condition or practice.
- § 19.222 Request for rescission of reclassification.
- Subpart N—Order To Dismiss a Director or Senior Executive Officer Under Prompt Corrective Action
- § 19.230 Scope.
- § 19.231 Order to dismiss a director or senior executive officer.
- Subpart O—Civil Money Penalty Inflation Adjustments
- § 19.240 Inflation adjustments.
- Subpart P—Removal, Suspension, and Debarment of Accountants From Performing Audit Services
- § 19.241 Scope.
- § 19.242 Definitions.
- § 19.243 Removal, suspension, or debarment.
- § 19.244 Automatic removal, suspension, or debarment.
- § 19.245 Notice of removal, suspension, or debarment.
- § 19.246 Petition for reinstatement.
- Subpart Q—Forfeiture of Franchise for Money Laundering or Cash Transaction Reporting Offenses
- § 19.250 Scope.
- § 19.251 Notice and hearing.
- § 19.252 Presiding officer.
- § 19.253 Grounds for termination.
- § 19.254 Judicial review.
- Appendix A to Part 19—Rules of Practice and Procedure
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