Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementin... (32013R0149)
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Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP Text with EEA relevance
- COMMISSION DELEGATED REGULATION (EU) No 149/2013
- of 19 December 2012
- supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP
- (Text with EEA relevance)
- CHAPTER I
- Article 1
- Definitions
- CHAPTER II
- (Article 4(4) of Regulation (EU) No 648/2012)
- Article 2
- Structure of indirect clearing arrangements
- Article 3
- Obligations of CCPs
- Article 4
- Obligations of clearing members
- Article 5
- Obligations of clients
- CHAPTER III
- (Article 5(1) of Regulation (EU) No 648/2012)
- Article 6
- Details to be included in the notification
- CHAPTER IV
- (Article 5(4) of Regulation (EU) No 648/2012)
- Article 7
- Criteria to be assessed by ESMA
- CHAPTER V
- (Article 6(4) of Regulation (EU) No 648/2012)
- Article 8
- Details to be included in ESMA’s Register
- CHAPTER VI
- (Article 8(5) of Regulation (EU) No 648/2012)
- Article 9
- Specification of the notion of liquidity fragmentation
- CHAPTER VII
- Article 10
- Criteria for establishing which OTC derivative contracts are objectively reducing risks
- Article 11
- Clearing thresholds
- CHAPTER VIII
- Article 12
- Timely confirmation
- Article 13
- Portfolio reconciliation
- Article 14
- Portfolio compression
- Article 15
- Dispute resolution
- Article 16
- Market conditions that prevent marking-to-market
- Article 17
- Criteria for using marking-to-model
- Article 18
- Details of the intragroup transaction notification to the competent authority
- Article 19
- Details of the intragroup transaction notification to ESMA
- Article 20
- Information on the intragroup exemption to be publicly disclosed
- Article 21
- Entry into force and application
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