Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 Jun... (32017R1129)
Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/ECText with EEA relevance.
- REGULATION (EU) 2017/1129 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 14 June 2017
- on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC
- (Text with EEA relevance)
- CHAPTER I
- GENERAL PROVISIONS
- Article 1
- Subject matter, scope and exemptions
- Article 2
- Definitions
- Article 3
- Obligation to publish a prospectus and exemption
- Article 4
- Voluntary prospectus
- Article 5
- Subsequent resale of securities
- CHAPTER II
- DRAWING UP OF THE PROSPECTUS
- Article 6
- The prospectus
- Article 7
- The prospectus summary
- Article 8
- The base prospectus
- Article 9
- The universal registration document
- Article 10
- Prospectuses consisting of separate documents
- Article 11
- Responsibility attaching to the prospectus
- Article 12
- Validity of a prospectus, registration document and universal registration document
- CHAPTER III
- THE CONTENT AND FORMAT OF THE PROSPECTUS
- Article 13
- Minimum information and format
- Article 14
- Simplified disclosure regime for secondary issuances
- Article 15
- EU Growth prospectus
- Article 16
- Risk factors
- Article 17
- Final offer price and amount of securities
- Article 18
- Omission of information
- Article 19
- Incorporation by reference
- CHAPTER IV
- ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS
- Article 20
- Scrutiny and approval of the prospectus
- Article 21
- Publication of the prospectus
- Article 22
- Advertisements
- Article 23
- Supplements to the prospectus
- CHAPTER V
- CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES
- Article 24
- Union scope of approvals of prospectuses
- Article 25
- Notification of prospectuses and supplements and communication of final terms
- Article 26
- Notification of registration documents or universal registration documents
- Article 27
- Use of language
- CHAPTER VI
- SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES
- Article 28
- Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
- Article 29
- Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
- Article 30
- Cooperation with third countries
- CHAPTER VII
- ESMA AND COMPETENT AUTHORITIES
- Article 31
- Competent authorities
- Article 32
- Powers of competent authorities
- Article 33
- Cooperation between competent authorities
- Article 34
- Cooperation with ESMA
- Article 35
- Professional secrecy
- Article 36
- Data protection
- Article 37
- Precautionary measures
- CHAPTER VIII
- ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
- Article 38
- Administrative sanctions and other administrative measures
- Article 39
- Exercise of supervisory powers and powers to impose sanctions
- Article 40
- Right of appeal
- Article 41
- Reporting of infringements
- Article 42
- Publication of decisions
- Article 43
- Reporting sanctions to ESMA
- CHAPTER IX
- DELEGATED AND IMPLEMENTING ACTS
- Article 44
- Exercise of the delegation
- Article 45
- Committee procedure
- CHAPTER X
- FINAL PROVISIONS
- Article 46
- Repeal
- Article 47
- ESMA report on prospectuses
- Article 48
- Review
- Article 49
- Entry into force and application
- ANNEX I
- PROSPECTUS
- ANNEX II
- REGISTRATION DOCUMENT
- ANNEX III
- SECURITIES NOTE
- ANNEX IV
- REGISTRATION DOCUMENT FOR THE EU GROWTH PROSPECTUS
- ANNEX V
- SECURITIES NOTE FOR THE EU GROWH PROSPECTUS
- ANNEX VI
Feedback