17 CFR Part 140
PART 140—ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
- PART 140—ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
- Chapter I—Commodity Futures Trading Commission
- Subpart A—Organization
- § 140.1 Headquarters office.
- § 140.2 Regional office—Regional Administrator.
- Subpart B—Functions
- § 140.10 The Commission.
- § 140.11 Emergency action by the senior Commissioner available.
- § 140.12 Disposition of business by seriatim Commission consideration.
- § 140.13 Vacancy in position of Chairman.
- § 140.14 Delegation of authority to the Secretary of the Commission.
- § 140.20 Designation of senior official to oversee Commission use of national security information.
- § 140.21 Definitions.
- § 140.22 Procedures.
- § 140.23 General access requirements.
- § 140.24 Control and accountability procedures.
- § 140.61 [Reserved]
- § 140.72 Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
- § 140.73 Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
- § 140.74 Delegation of authority to issue special calls for Series 03 Reports.
- § 140.75 Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division.
- § 140.76 Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
- § 140.77 Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
- § 140.80 Disclosure of information pursuant to a subpoena or summons.
- § 140.81 [Reserved]
- § 140.91 Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division.
- § 140.92 Delegation of authority to grant registrations and renewals thereof.
- § 140.93 Delegation of authority to the Director of the Market Participants Division.
- § 140.94 Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk.
- § 140.95 Delegation of authority with respect to withdrawals from registration.
- § 140.96 Delegation of authority to publish in the Federal Register.
- § 140.97 [Reserved]
- § 140.98 Publication of no-action, interpretative and exemption letters and other written communications.
- § 140.99 Requests for exemptive, no-action and interpretative letters.
- Subpart C—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
- § 140.735-1 Authority and purpose.
- § 140.735-2 Prohibited transactions.
- § 140.735-2a Prohibited interests.
- § 140.735-3 Non-governmental employment and other outside activity.
- § 140.735-4 Receipt and disposition of foreign gifts and decorations.
- § 140.735-5 Disclosure of information.
- § 140.735-6 Practice by former members and employees of the Commission.
- § 140.735-7 Statutory violations applicable to conduct of Commission members and employees.
- § 140.735-8 Interpretative and advisory service.
- Subpart D—XXX
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