12 CFR Part 9
PART 9—FIDUCIARY ACTIVITIES OF NATIONAL BANKS
- PART 9—FIDUCIARY ACTIVITIES OF NATIONAL BANKS
- Chapter I—Comptroller of the Currency, Department of the Treasury
- Regulations
- § 9.1 Authority, purpose, and scope.
- § 9.2 Definitions.
- § 9.3 Approval requirements.
- § 9.4 Administration of fiduciary powers.
- § 9.5 Policies and procedures.
- § 9.6 Review of fiduciary accounts.
- § 9.7 Multi-state fiduciary operations.
- § 9.8 Recordkeeping.
- § 9.9 Audit of fiduciary activities.
- § 9.10 Fiduciary funds awaiting investment or distribution.
- § 9.11 Investment of fiduciary funds.
- § 9.12 Self-dealing and conflicts of interest.
- § 9.13 Custody of fiduciary assets.
- § 9.14 Deposit of securities with state authorities.
- § 9.15 Fiduciary compensation.
- § 9.16 Receivership or voluntary liquidation of bank.
- § 9.17 Surrender or revocation of fiduciary powers.
- § 9.18 Collective investment funds.
- § 9.20 Transfer agents.
- Interpretations
- § 9.100 Acting as indenture trustee and creditor.
- § 9.101 Providing investment advice for a fee.
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