12 CFR Part 351
PART 351—PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
- PART 351—PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
- Chapter III—Federal Deposit Insurance Corporation › Subchapter B—Regulations and Statements of General Policy
- Subpart A—Authority and Definitions
- § 351.1 Authority, purpose, scope, and relationship to other authorities.
- § 351.2 Definitions.
- Subpart B—Proprietary Trading
- § 351.3 Prohibition on proprietary trading.
- § 351.4 Permitted underwriting and market making-related activities.
- § 351.5 Permitted risk-mitigating hedging activities.
- § 351.6 Other permitted proprietary trading activities.
- § 351.7 Limitations on permitted proprietary trading activities.
- §§ 351.8-351.9 [Reserved]
- Subpart C—Covered Funds Activities and Investments
- § 351.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
- § 351.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
- § 351.12 Permitted investment in a covered fund.
- § 351.13 Other permitted covered fund activities and investments.
- § 351.14 Limitations on relationships with a covered fund.
- § 351.15 Other limitations on permitted covered fund activities.
- § 351.16 Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.
- §§ 351.17-351.19 [Reserved]
- Subpart D—Compliance Program Requirement; Violations
- § 351.20 Program for compliance; reporting.
- § 351.21 Termination of activities or investments; penalties for violations.
- Appendix A to Part 351—Reporting and Recordkeeping Requirements for Covered Trading Activities
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