12 CFR Part 263
PART 263—RULES OF PRACTICE FOR HEARINGS
- PART 263—RULES OF PRACTICE FOR HEARINGS
- Chapter II—Federal Reserve System › Subchapter A—Board of Governors of the Federal Reserve System
- Subpart A—Uniform Rules of Practice and Procedure
- § 263.1 Scope.
- § 263.2 Rules of construction.
- § 263.3 Definitions.
- § 263.4 Authority of the Board.
- § 263.5 Authority of the administrative law judge (“ALJ”).
- § 263.6 Appearance and practice in adjudicatory proceedings.
- § 263.7 Good faith certification.
- § 263.8 Conflicts of interest.
- § 263.9 Ex parte communications.
- § 263.10 Filing of papers.
- § 263.11 Service of papers.
- § 263.12 Construction of time limits.
- § 263.13 Change of time limits.
- § 263.14 Witness fees and expenses.
- § 263.15 Opportunity for informal settlement.
- § 263.16 The Board's right to conduct examination.
- § 263.17 Collateral attacks on adjudicatory proceeding.
- § 263.18 Commencement of proceeding and contents of notice.
- § 263.19 Answer.
- § 263.20 Amended pleadings.
- § 263.21 Failure to appear.
- § 263.22 Consolidation and severance of actions.
- § 263.23 Motions.
- § 263.24 Scope of document discovery.
- § 263.25 Request for document discovery from parties.
- § 263.26 Document subpoenas to nonparties.
- § 263.27 Deposition of witness unavailable for hearing.
- § 263.28 Interlocutory review.
- § 263.29 Summary disposition.
- § 263.30 Partial summary disposition.
- § 263.31 Scheduling and prehearing conferences.
- § 263.32 Prehearing submissions.
- § 263.33 Public hearings.
- § 263.34 Hearing subpoenas.
- § 263.35 Conduct of hearings.
- § 263.36 Evidence.
- § 263.37 Post-hearing filings.
- § 263.38 Recommended decision and filing of record.
- § 263.39 Exceptions to recommended decision.
- § 263.40 Review by the Board.
- § 263.41 Stays pending judicial review.
- Subpart B—Board Local Rules Supplementing the Uniform Rules
- § 263.50 Purpose and scope.
- § 263.51 Definitions.
- § 263.52 Address for filing.
- § 263.53 Discovery depositions.
- § 263.54 Delegation to the Office of Financial Institution Adjudication.
- § 263.55 Board as Presiding Officer.
- § 263.56 Initial licensing proceedings.
- § 263.57 Sanctions relating to conduct in an adjudicatory proceeding.
- Subpart C—Rules and Procedures for Assessment and Collection of Civil Money Penalties
- § 263.60 Scope.
- § 263.61 Opportunity for informal proceeding.
- § 263.62 Relevant considerations for assessment of civil penalty.
- § 263.63 Assessment order.
- § 263.64 Payment of civil penalty.
- § 263.65 Civil money penalty inflation adjustments.
- Subpart D—Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven
- § 263.70 Purpose and scope.
- § 263.71 Notice or order of suspension, removal, or prohibition.
- § 263.72 Request for informal hearing.
- § 263.73 Order for informal hearing.
- § 263.74 Decision of the Board.
- Subpart E—Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital
- § 263.80 Purpose and scope.
- § 263.81 Definitions.
- § 263.82 Establishment of minimum capital levels.
- § 263.83 Issuance of capital directives.
- § 263.84 Enforcement of directive.
- § 263.85 Establishment of increased capital level for specific institutions.
- Subpart F—Practice Before the Board
- § 263.90 Scope.
- § 263.91 Censure, suspension or debarment.
- § 263.92 Definitions.
- § 263.93 Eligibility to practice.
- § 263.94 Conduct warranting sanctions.
- § 263.95 Initiation of disciplinary proceeding.
- § 263.96 Conferences.
- § 263.97 Proceedings under this subpart.
- § 263.98 Effect of suspension, debarment or censure.
- § 263.99 Petition for reinstatement.
- Subpart G—Rules Regarding Claims Under the Equal Access to Justice Act
- § 263.100 Authority and scope.
- § 263.101 Standards for awards.
- § 263.102 Prevailing party.
- § 263.103 Eligibility of applicants.
- § 263.104 Application for awards.
- § 263.105 Statement of net worth.
- § 263.106 Measure of awards.
- § 263.107 Statement of fees and expenses.
- § 263.108 Responses to application.
- § 263.109 Further proceedings.
- § 263.110 Recommended decision.
- § 263.111 Action by the Board.
- Subpart H—Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
- § 263.201 Scope.
- § 263.202 Directives to take prompt regulatory action.
- § 263.203 Procedures for reclassifying a state member bank based on criteria other than capital.
- § 263.204 Order to dismiss a director or senior executive officer.
- § 263.205 Enforcement of directives.
- Subpart I—Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
- § 263.300 Scope.
- § 263.301 Purpose.
- § 263.302 Determination and notification of failure to meet safety and soundness standard and request for compliance plan.
- § 263.303 Filing of safety and soundness compliance plan.
- § 263.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
- § 263.305 Enforcement of orders.
- Subpart J—Removal, Suspension, and Debarment of Accountants From Performing Audit Services
- § 263.400 Scope.
- § 263.401 Definitions.
- § 263.402 Removal, suspension, or debarment.
- § 263.403 Automatic removal, suspension, and debarment.
- § 263.404 Notice of removal, suspension, or debarment.
- § 263.405 Petition for reinstatement.
- Subpart K—Formal Investigative Proceedings
- § 263.450 Scope.
- § 263.451 Definitions.
- § 263.452 Conduct of a formal investigative proceeding.
- § 263.453 Powers of the designated representative.
- § 263.454 Confidentiality of proceedings.
- § 263.455 Transcripts.
- § 263.456 Rights of witnesses.
- § 263.457 Subpoenas.
- Appendix A to Part 263—Rules Applicable to Proceedings Initiated Before April 1, 2024
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