Gesetze nach Alphabet: USA 7 - Seite: 136

Gesetze und Verordnungen USA alphabetisch

§ 6a - Excessive speculation 7 USC 6a 21.07.2010
§ 6b - Contracts designed to defraud or mislead 7 USC 6b 21.07.2010
§ 6b–1 - Enforcement authority 7 USC 6b–1 21.07.2010
§ 6c - Prohibited transactions 7 USC 6c 04.04.2012
§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts 7 USC 6d 21.07.2010
§ 6e - Dealings by unregistered floor trader or broker prohibited 7 USC 6e 21.12.2000
§ 6f - Registration and financial requirements; risk assessment 7 USC 6f 18.06.2008
§ 6g - Reporting and recordkeeping 7 USC 6g 18.06.2008
§ 6h - False self-representation as registered entity member prohibited 7 USC 6h 21.12.2000
§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions 7 USC 6i 18.06.2008
§ 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities 7 USC 6j 21.12.2000
§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons 7 USC 6k 18.06.2008
§ 6l - Commodity trading advisors and commodity pool operators; Congressional finding 7 USC 6l 21.12.2000
§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law 7 USC 6m 21.07.2010
§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account 7 USC 6n 11.01.1983
§ 6o - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons 7 USC 6o 11.01.1983
§ 6o–1 - Transferred 7 USC 6o–1 21.12.2000
§ 6p - Standards and examinations 7 USC 6p 21.12.2000
§ 6q - Special procedures to encourage and facilitate bona fide hedging by agricultural producers 7 USC 6q 21.07.2010
§ 6r - Reporting and recordkeeping for uncleared swaps 7 USC 6r 21.07.2010