Monitoring Gesetzessammlung

US - USC Title 15: Commerce and Trade

Alle Rechtstexte

§ 78o–4a - Commission Office of Municipal Securities
15 USC 78o–4a
§ 78o–4 - Municipal securities
15 USC 78o–4
§ 78o–5 - Government securities brokers and dealers
15 USC 78o–5
§ 78o–6 - Securities analysts and research reports
15 USC 78o–6
§ 78o–7 - Registration of nationally recognized statistical rating organizations
15 USC 78o–7
§ 78o–8 - Universal ratings symbols
15 USC 78o–8
§ 78o–9 - Study and rulemaking on assigned credit ratings
15 USC 78o–9
§ 78oo - Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
15 USC 78oo
§ 78o - Registration and regulation of brokers and dealers
15 USC 78o
§ 78p - Directors, officers, and principal stockholders
15 USC 78p
§ 78pp - Investor Advisory Committee
15 USC 78pp
§ 78q–1 - National system for clearance and settlement of securities transactions
15 USC 78q–1
§ 78q–2 - Automated quotation systems for penny stocks
15 USC 78q–2
§ 78qq - Small Business Capital Formation Advisory Committee
15 USC 78qq
§ 78q - Records and reports
15 USC 78q
§ 78r - Liability for misleading statements
15 USC 78r
§ 78rr - Data standards for security-based swap reporting
15 USC 78rr
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
15 USC 78s
§ 78t–1 - Liability to contemporaneous traders for insider trading
15 USC 78t–1
§ 78t - Liability of controlling persons and persons who aid and abet violations
15 USC 78t
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