§ 3301 - Securities fraud offenses

CHAPTER 213— LIMITATIONS

(a) In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate—

(a)(1) section 1348;

(a)(2) section 32(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78ff(a));

(a)(3) section 24 of the Securities Act of 1933 (15 U.S.C. 77x);

(a)(4) section 217 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–17);

(a)(5) section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or

(a)(6) section 325 of the Trust Indenture Act of 1939 (15 U.S.C. 77yyy).

(b) No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

Notes

Statutory Notes and Related Subsidiaries

Effective Date

Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.